Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Lapp is a financial advisor with Stifel, Nicolaus & Company, Inc. Kerry has been in the financial services industry since October 21, 1986. Kerry Lapp holds Series 7, Series 10, Series 31, Series 63, and Series 65 securities licenses. Kerry Lapp is licensed in 38 states for broker-dealer activities and in 3 states as an investment advisor representative. Kerry Lapp is also a Registered Principal. Kerry Lapp has worked at Stifel, Nicolaus & Company, Inc. since March 2008. Kerry Lapp's previous employers include Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., and B. C. Ziegler and Company. Kerry Lapp specializes in financial planning, pension consulting, and portfolio management. Kerry Lapp's firm, Stifel, Nicolaus & Company, Inc., manages assets for high-net-worth individuals, corporations, insurance companies, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/28/2008 - Present
Stifel, Nicolaus & Company, Inc. (BROOKFIELD WI)
WI
01/01/2008 - 04/10/2008
WACHOVIA SECURITIES, LLC (OCONOMOWOC WI)
WI
04/15/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OCONOMOWOC WI)
IL
10/22/1986 - 04/22/1996
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IA
Issued 08/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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