Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Farley is a financial advisor with over 30 years of experience in the industry. Currently registered with Cetera Investment Advisers LLC, Kerry has held previous positions at SunTrust Investment Services, Inc., Colonial Brokerage, Inc., UVEST Financial Services Group, Inc., Morgan Stanley DW Inc. and Raymond James & Associates, Inc.. Kerry is a licensed Investment Advisor Representative in Florida. In addition to their experience as a registered representative, Kerry holds Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 24 and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/05/2018 - Present
Cetera Investment Advisers LLC (CLEARWATER FL)
FL
10/28/2009 - 09/07/2018
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
FL
11/26/2008 - 10/28/2009
COLONIAL BROKERAGE, INC. (NEW PORT RICHEY FL)
NC
05/22/2006 - 05/28/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
01/03/2005 - 04/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
05/23/1989 - 08/10/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 01/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kerry Farley is the right advisor for you? Invested Better is here to help.
