Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Farley is a registered representative and investment advisor representative, with over 30 years of experience in the financial services industry. Kerry is currently registered with Cetera Investment Advisers LLC and has previously been registered with SunTrust Investment Services, Inc., Colonial Brokerage, Inc., UVEST Financial Services Group, Inc., Morgan Stanley DW Inc., and Raymond James & Associates, Inc. Kerry's areas of expertise include financial planning, portfolio management for businesses and individuals, and pension consulting. Kerry is licensed to sell securities in 12 states and has earned several professional licenses, including Series 7, 8, 9, 10, 24, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/05/2018 - Present
Cetera Investment Advisers LLC (CLEARWATER FL)
FL
10/28/2009 - 09/07/2018
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
FL
11/26/2008 - 10/28/2009
COLONIAL BROKERAGE, INC. (NEW PORT RICHEY FL)
NC
05/22/2006 - 05/28/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
01/03/2005 - 04/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
05/23/1989 - 08/10/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 1/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/7/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 5/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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