Unclaimed
Kerry Gawne Rapanot is a financial advisor at Payden & Rygel Distributors. Kerry has been in the industry since 1999 and holds the Series 7, Series 63 and SIE licenses. Kerry is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/26/2002 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
NY
11/17/1998 - 11/02/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/20/1998 - 10/07/1998
TD SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 08/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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