Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Francis Schmidt is a financial advisor who has been in the industry for over 12 years. Kerry is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC. Kerry's prior experience includes working with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Kerry is also a Series 6, 7, 24, 63, 66, 14, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/05/2023 - Present
Robinhood Securities, LLC (Denver CO)
CO
10/16/2012 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
09/26/2011 - 09/26/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BROOMFIELD CO)
BOTH
Issued 08/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 14 - Compliance Officer Examination
BC
Issued 06/16/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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