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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Eugene Wate is an Investment Advisor Representative with Ameriprise Financial Services, LLC. Kerry Eugene Wate has been in the industry for 19 years. Kerry Eugene Wate is licensed in 24 states. Kerry Eugene Wate holds FINRA Series 3, 7, 63, 65, and 66 registrations, and has passed the SIE exam. Kerry Eugene Wate also holds the Chartered Financial Analyst designation. Kerry Eugene Wate provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Kerry Eugene Wate also owns real estate and has other business activities outside of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
12/12/2019 - Present
Ameriprise Financial Services, LLC (Bellevue WA)
WA
03/07/2013 - 12/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
12/21/2005 - 09/17/2007
OPPENHEIMER & CO. INC. (BELLEVUE WA)
NY
09/17/1992 - 08/27/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 03/29/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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