Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Ann Tapia is a registered representative with Cetera Advisor Networks LLC. Kerry has been in the financial services industry since February 7, 2013. Kerry holds Series 6, Series 63, and SIE licenses. Kerry is currently registered in California and Colorado. Kerry was previously registered with VOYA FINANCIAL ADVISORS, INC. and GWFS EQUITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/08/2023 - Present
Cetera Advisor Networks LLC (NEWPORT BEACH CA)
CO
10/30/2015 - 10/25/2022
VOYA FINANCIAL ADVISORS, INC. (CENTENNIAL CO)
CO
01/31/2012 - 09/02/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 03/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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