Unclaimed
Kerry Oloughlin has been in the financial services industry since 1992 and is currently registered with Franklin Distributors, LLC. Kerry has been registered with Franklin Distributors, LLC since 2005 and previously held positions at Citigroup Global Markets Inc. and Lehman Brothers Inc. Kerry holds the Series 7, Series 63 and SIE licenses. Kerry is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/09/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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