Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Muller has been in the securities industry since December 4, 1996. Kerry is currently registered with Credit Agricole Securities (usa) Inc. Kerry is also licensed with Series 7, Series 55, Series 63, Series 99TO and Series 57TO. Kerry previously worked with DAIWA SECURITIES AMERICA INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2003 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
05/14/1996 - 10/11/2002
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 07/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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