Unclaimed
Kerry Ann McNichols is a registered representative of J.P. Morgan Securities LLC. Kerry is a veteran of the financial services industry with experience at several firms. Kerry is currently registered with J.P. Morgan Securities LLC in Colorado and Texas. Kerry specializes in providing financial planning, pension consulting, and selection of other advisors. Kerry is also a registered Investment Advisor Representative in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
08/29/2022 - Present
J.p. Morgan Securities LLC (Denver CO)
NJ
03/16/2012 - 10/28/2014
ABN AMRO SECURITIES (USA) LLC (NEW BRUNSWICK NJ)
NY
12/15/2010 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
02/28/2008 - 03/19/2010
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
08/27/2007 - 12/31/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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