Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry Alison Pierce is a financial advisor with Cetera Investment Advisers LLC. Kerry has been in the financial industry for 20 years and holds the Series 6, 7, 63, 65 and SIE licenses, and has earned the Certified Financial Planner designation. Kerry has experience with a variety of firms, including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, Investors Capital Corp., VSR Financial Services, Inc., and LPL Financial LLC. Kerry specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, high-net-worth clients, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Kerry is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
07/10/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
07/10/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
07/10/2015 - 11/01/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
09/10/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
07/10/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
07/10/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
06/17/2014 - 06/22/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
09/06/2006 - 01/28/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
NY
07/24/2002 - 01/02/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
02/26/2001 - 07/30/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
02/01/2000 - 03/16/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
03/16/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MN
12/11/1998 - 12/21/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/11/1998 - 12/21/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
03/05/1998 - 06/12/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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