linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kerry A James

Morgan Stanley Distribution, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kerry? Claim Your Profile

About Kerry A James

Kerry A. James is a financial advisor registered with Morgan Stanley Distribution, Inc. Kerry has been in the industry since May 26, 2009, and is licensed to operate in all 50 states and the District of Columbia. Kerry has a broad range of experience and holds several industry certifications, including the Series 7, 6, 3, 24, 63 and 66 licenses. Prior to joining Morgan Stanley Distribution, Inc., Kerry worked at Boston Partners Securities, L.L.C. and Goldman, Sachs & Co.

Firm Information

Kerry James is currently registered with Morgan Stanley Distribution, Inc.. Morgan Stanley Distribution, Inc. is a Corporation formed in February 1992. The firm is registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kerry James’s Registration & Firm History

MA

07/15/2021 - Present

Morgan Stanley Distribution, Inc. (Boston MA)

MA

08/14/2013 - 06/09/2021

BOSTON PARTNERS SECURITIES, L.L.C. (BOSTON MA)

NY

08/24/2001 - 04/10/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

07/10/1998 - 03/15/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

Not sure if Kerry A James is right for you?

Licenses & Designations

BOTH

Issued 07/19/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2013

Series 7 - General Securities Representative Examination

BC

Issued 11/05/2001

Series 3 - National Commodity Futures Examination

BC

Issued 06/22/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kerry A James.
Not sure if Kerry A James is right for you?