Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerry? Claim Your ProfileKerry A. Carson is a financial advisor with over 15 years of experience in the financial services industry. Kerry has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since November 2021. Kerry has experience with Raymond James & Associates, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Kerry's primary office is located in New York, New York, but Kerry also works in Albuquerque, New Mexico. Kerry holds the Series 7, 9, 10, 63, and 66 licenses, as well as the SIE designation. Kerry's expertise is in portfolio management for both individuals and businesses. Kerry is also a registered Investment Advisor in the state of New Mexico. Kerry has a total of 45 state registrations. Kerry also works as a FINRA Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/28/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NM
06/18/2018 - 12/10/2021
RAYMOND JAMES & ASSOCIATES, INC. (SANTA FE NM)
NM
06/01/2009 - 01/11/2010
MORGAN STANLEY SMITH BARNEY (ALBUQUERQUE NM)
NM
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALBUQUERQUE NM)
NM
11/10/1998 - 04/02/2007
MORGAN STANLEY DW INC. (ALBUQUERQUE NM)
BOTH
Issued 08/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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