Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerrie jo? Claim Your ProfileKerrie jo Wagner has been a registered representative in the financial services industry since June 17, 1985. Kerrie jo Wagner is currently registered with LPL Financial LLC, a broker-dealer. Previously, Kerrie jo Wagner was registered with INVEST FINANCIAL CORPORATION, SII INVESTMENTS, INC., CAPITAL FINANCIAL SERVICES, INC., and ANCHOR NATIONAL FINANCIAL SERVICES, INC. Kerrie jo Wagner has a Series 63, Series 66, Series 7 and Series 24 license and is currently registered in Arizona, California, Florida, Georgia, Michigan, Minnesota, Missouri, and Wisconsin. Kerrie jo Wagner is also a registered investment advisor in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/14/2018 - Present
LPL Financial LLC (APPLETON WI)
WI
01/29/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
10/31/2005 - 01/30/2009
SAGEPOINT FINANCIAL, INC. (APPLETON WI)
AZ
05/01/2001 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
WI
06/02/1995 - 05/04/2001
SII INVESTMENTS, INC. (APPLETON WI)
ND
06/23/1986 - 06/02/1995
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
NA
06/18/1985 - 07/11/1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BOTH
Issued 11/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kerrie jo Wagner is the right advisor for you? Invested Better is here to help.
