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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerrie? Claim Your ProfileKerrie Doughty-lloyd is a financial advisor with over 25 years of experience in the financial services industry. Kerrie is a Registered Investment Advisor (RIA) with a Series 65, Series 66, and Series 7 license. Kerrie has a strong background in providing financial advice to individuals and families. Kerrie has worked for several prominent financial institutions including Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Pruco Securities, LLC. Kerrie currently works at Index Fund Advisors, Inc., and is actively registered in California, Louisiana, and Texas. Kerrie specializes in providing financial planning and investment management services to high-net-worth individuals, families, and charitable organizations. Kerrie also has experience in providing financial advice to pension and profit-sharing plans. Kerrie is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/13/2023 - Present
Index Fund Advisors, Inc. (IRVINE CA)
CA
12/19/2019 - 02/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
08/29/2019 - 09/13/2019
PRUCO SECURITIES, LLC. (IRVINE CA)
CA
04/15/2019 - 08/27/2019
CHALICE CAPITAL PARTNERS, LLC (Costa Mesa CA)
NY
12/06/2000 - 10/08/2001
DREYFUS SERVICE CORPORATION (NEW YORK NY)
MO
11/08/1999 - 09/12/2000
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
CA
09/27/1996 - 06/23/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
06/13/1994 - 10/03/1995
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
CA
04/06/1993 - 12/14/1993
NEWPORT SECURITIES CORPORATION (TEMECULA CA)
NY
05/15/1991 - 07/10/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
08/02/1989 - 04/04/1990
NEWPORT SECURITIES CORPORATION (TEMECULA CA)
NA
06/19/1987 - 08/05/1987
PAINEWEBBER INCORPORATED
NA
12/17/1985 - 07/29/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/18/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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