Unclaimed
Kerrianne Creegan is a registered investment advisor representative at HSBC Securities (USA) Inc. Kerrianne Creegan is licensed in 51 states and the District of Columbia. Kerrianne Creegan is also registered as an investment advisor representative with the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7). Kerrianne Creegan has been in the financial industry since August 10, 2014. Kerrianne Creegan provides asset allocation recommendations and, based on such recommendations, third-party advisors manage assets pursuant to client approval.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/21/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
IA
Issued 05/17/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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