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Kerri Sue Frizzell

Fidelity Brokerage Services LLC

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About Kerri Sue Frizzell

Kerri Sue Frizzell is a financial professional with over 20 years of experience in the financial services industry. Kerri is currently registered with Fidelity Brokerage Services LLC and has previously held positions at National Financial Services LLC and Fidelity Investments Institutional Services Company, Inc. Kerri's professional credentials include the Series 6, Series 63 and SIE exams. Kerri has a strong commitment to providing her clients with personalized financial guidance and investment strategies.

Firm Information

Kerri Frizzell is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kerri Frizzell’s Registration & Firm History

KY

02/12/2009 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

09/06/2007 - 12/12/2008

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

06/17/2004 - 12/07/2006

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

RI

01/03/1998 - 06/17/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kerri Sue Frizzell.
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