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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerri? Claim Your ProfileKerri Duffey is a financial advisor at Morgan Stanley. Kerri is a registered investment advisor representative with a focus on investment advisory and brokerage services. Kerri is licensed in Florida and Texas. Kerri has been in the financial services industry for over 10 years. Prior to joining Morgan Stanley, Kerri worked at Wells Fargo Clearing Services, LLC and Kovack Securities Inc. Kerri specializes in providing financial advice to individuals, businesses, investment companies, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
08/11/2021 - Present
Morgan Stanley (Punta Gorda FL)
FL
02/21/2019 - 03/23/2020
KOVACK SECURITIES INC. (PUNTA GORDA FL)
FL
07/11/2018 - 02/20/2019
WELLS FARGO CLEARING SERVICES, LLC (ENGLEWOOD FL)
FL
10/01/2012 - 03/08/2018
J.P. MORGAN SECURITIES LLC (Fort Myers FL)
FL
07/10/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SPRING HILL FL)
IA
Issued 02/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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