Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kermit? Claim Your ProfileKermit Johns is a financial advisor with over 20 years of experience in the industry. Kermit Johns is currently registered with Hilltop Securities Inc. as an Investment Advisor Representative. Kermit Johns has also held previous positions with SII Investments, INC., Walnut Street Securities, INC., Nathan & Lewis Securities, INC. and Christopher Street Financial, INC. Kermit Johns holds Series 7, 24, 27 and 63, and 66 licenses. Kermit Johns is registered in 14 states. The states are Arizona, California, Colorado, Florida, Georgia, Hawaii, Louisiana, Montana, New Jersey, New Mexico, New York, Ohio, Oklahoma, Pennsylvania, and Texas. Kermit Johns provides financial planning, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/20/2023 - Present
Hilltop Securities Inc. (AUSTIN TX)
NY
12/01/2004 - 03/03/2006
SII INVESTMENTS, INC. (CUTCHOGUE NY)
CA
08/01/2003 - 12/06/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
01/02/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
11/10/1997 - 12/31/2001
CHRISTOPHER STREET FINANCIAL, INC. (NEW YORK NY)
BOTH
Issued 04/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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