Unclaimed
Kerma Thomas Headrick is a registered representative with Northwestern Mutual Investment Services, LLC in Knoxville, Tennessee. Kerma has been in the industry since December 5, 2015, and holds Series 6, 7, 63, and 65 licenses. Kerma is also registered to offer securities in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
11/30/2016 - Present
Northwestern Mutual Investment Services, LLC (KNOXVILLE TN)
BC
Issued 12/06/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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