Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kerith? Claim Your ProfileKerith Rothfeld is a financial advisor with over 25 years of experience in the industry. Kerith is currently registered with State Street Global Advisors Funds Distributors, LLC and has been registered with the firm since February 2002. Kerith is also registered with 52 states. Kerith holds Series 6, 7 and 63 licenses, as well as the SIE exam. Kerith has previously held positions at Scudder Weisel Capital, LLC, MAM Securities, LLC, Montgomery Securities, and State Street Research Investment Services, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/18/2002 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
CA
11/17/2000 - 04/30/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
CA
08/04/1997 - 11/20/2000
MAM SECURITIES, LLC (SAN FRANCISCO CA)
CA
08/09/1995 - 07/31/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
MA
06/17/1993 - 09/13/1994
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 11/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kerith Rothfeld is the right advisor for you? Invested Better is here to help.
