Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keri? Claim Your ProfileKeri Shaw is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Keri has been in the industry for over 14 years. Keri is licensed to provide investment advice in Florida and Texas, and has held previous registrations in several other states including Alabama, Connecticut, Georgia, Maryland, New Jersey, New York, North Carolina, Oregon, Pennsylvania, and Texas. Keri is also registered with FINRA and holds the Series 7, Series 66, and SIE exams. Keri has experience working with a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Keri provides a variety of investment services, including portfolio management, financial planning, and educational seminars. Keri is also an experienced real estate investor and owner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/04/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
06/30/2015 - 08/07/2019
WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)
FL
10/10/2013 - 08/04/2014
PNC INVESTMENTS (LANTANA FL)
FL
12/12/2012 - 09/25/2013
J.P. MORGAN SECURITIES LLC (ROYAL PALM BEACH FL)
FL
09/22/2008 - 10/03/2012
TD AMERITRADE, INC. (WEST PALM BEACH FL)
NC
12/15/2006 - 11/06/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
GA
02/07/2006 - 11/30/2006
AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)
BOTH
Issued 01/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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