Unclaimed
Keri Laroche is a registered representative with Fidelity Brokerage Services LLC. Keri is licensed to offer securities in 53 states and the District of Columbia. Keri holds the Series 7TO, Series 9, Series 10, Series 63, and SIE licenses. Keri joined Fidelity Brokerage Services LLC on March 16, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
03/16/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 03/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Keri Laroche is the right advisor for you? Invested Better is here to help.