Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keri? Claim Your ProfileKeri Gage is a financial advisor who has been in the industry since 2003. Keri is currently registered with UBS Financial Services Inc. and has been with the firm since 2012. Before that, Keri was with SunTrust Investment Services, Inc., Morgan Keegan & Company, Inc., PFIC Securities Corporation and AmSouth Investment Services, Inc. Keri is licensed in 27 states and holds the Series 7, Series 63, and Series 65 licenses. Keri is also a member of the Orpheum Theatre Group board of directors and a member of the Madonna Circle board of directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
03/12/2019 - Present
UBS Financial Services Inc. (MEMPHIS TN)
TN
12/04/2009 - 12/17/2012
SUNTRUST INVESTMENT SERVICES, INC. (MEMPHIS TN)
TN
04/05/2007 - 09/17/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
06/15/2005 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
AL
08/19/2002 - 08/11/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 07/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Keri Gage is the right advisor for you? Invested Better is here to help.
