Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keri-ann? Claim Your ProfileKeri-ann Carozza is an investment advisor with AQR Investments, LLC based in Greenwich, CT. Keri-ann has been in the industry since 2000 and has experience in several firms including ALPS Distributors, Inc., Prudential Investment Management Services LLC and Sanford C. Bernstein & Co., LLC. Keri-ann holds licenses for Series 7, Series 24 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/20/2018 - Present
AQR Investments, LLC (Greenwich CT)
CT
05/28/2014 - 11/19/2018
ALPS DISTRIBUTORS, INC. (Greenwich CT)
NY
11/15/2012 - 03/31/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NY
07/02/2007 - 03/06/2012
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
TN
04/10/2007 - 03/06/2012
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
03/10/2006 - 04/04/2007
MORGAN STANLEY DISTRIBUTORS INC. (NEW YORK NY)
NY
03/10/2006 - 04/03/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/10/2006 - 04/03/2007
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
TX
03/10/2006 - 04/03/2007
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
11/03/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/15/2004 - 10/29/2004
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IL
10/15/2003 - 10/29/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
MO
07/01/2003 - 09/24/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
10/21/2002 - 09/24/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
10/14/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/12/2000 - 10/11/2002
IFMG SECURITIES, INC. (PURCHASE NY)
MN
11/09/1998 - 04/01/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/09/1998 - 04/01/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 11/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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