Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keri? Claim Your ProfileKeri Ann Proffitt is a financial professional with over 14 years of experience in the financial services industry. Keri Ann has been with Wells Fargo Clearing Services, LLC since 2016 and has previously worked with First Clearing, LLC and A. G. Edwards & Sons, Inc. She has experience providing investment advice and financial planning services to individuals, families, and businesses. Keri Ann holds the Series 7 and SIE licenses and is registered with FINRA. She specializes in providing financial advice and investment services to a wide range of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/18/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
11/11/2016 - 06/29/2020
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
10/03/2011 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
IL
01/01/2008 - 12/23/2010
WELLS FARGO ADVISORS, LLC (EDWARDSVILLE IL)
IL
07/14/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDWARDSVILLE IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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