Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keri? Claim Your ProfileKeri Ann Nuzzi is a financial advisor currently working with Neuberger Berman BD LLC. Keri has been in the financial services industry since September 2013. Keri has passed the Series 63, Series 31, SIE, and Series 7 exams. Previously, Keri was employed by Legg Mason Investor Services, LLC. Keri is a Chartered Financial Analyst. Keri is registered as an Investment Advisor Representative in New York.
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NY
06/02/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/28/2012 - 04/09/2020
LEGG MASON INVESTOR SERVICES, LLC (New York NY)
BC
Issued 10/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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