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Keren Aspen Wallace

Fidelity Brokerage Services LLC

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About Keren Aspen Wallace

Keren Aspen Wallace is a registered representative with Fidelity Brokerage Services LLC. Keren is licensed to conduct securities business in all 50 states and Puerto Rico, and holds Series 63, 7TO and SIE licenses. Keren joined Fidelity Brokerage Services LLC on July 25, 2023.

Firm Information

Keren Wallace is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keren Wallace’s Registration & Firm History

CO

12/18/2023 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 01/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keren Aspen Wallace.
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