Unclaimed
Keon Sanaie is a securities professional with experience in the investment banking industry. Keon has been in the industry since September 2022 and holds the Series 63, Series 79TO, and SIE licenses. Keon is currently registered with Kroll Securities LLC, a firm based in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/09/2022 - Present
Kroll Securities LLC (LOS ANGELES CA)
BC
Issued 07/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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