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Keon Franklin Scott

Capital Client Group, Inc.

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About Keon Franklin Scott

Keon Franklin Scott is a financial advisor with over 13 years of experience in the industry. Keon is currently registered with Capital Client Group, Inc. Keon is licensed in 14 states and holds the Series 6, 7, and 63 securities licenses as well as the SIE exam. Keon previously worked at Legg Mason Investor Services, LLC, T. Rowe Price Investment Services, Inc., Calvert Investment Distributors, Inc., and Lincoln Financial Distributors, Inc. Keon specializes in providing financial advice to individuals and businesses.

Firm Information

Keon Scott is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Keon Scott’s Registration & Firm History

CA

10/19/2020 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MD

09/18/2018 - 10/07/2020

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

MD

01/13/2016 - 09/17/2018

T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)

MD

12/09/2013 - 12/03/2015

CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)

PA

07/29/2008 - 11/26/2012

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 08/27/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/28/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keon Franklin Scott.
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