Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenya? Claim Your ProfileKenya King is a financial professional with over 20 years of experience in the industry. Kenya is currently a registered representative with Wells Fargo Securities, LLC in Charlotte, North Carolina. Kenya has held previous roles at MML Investors Services, LLC, LPL Financial LLC, UVEST Financial Services Group, Inc., Citigroup Global Markets Inc. and Banc of America Investment Services, Inc. Kenya holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 14, 24, 26, 39, 52TO, 53, 63, 65, 82TO, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/16/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
11/26/2019 - 05/15/2023
WELLS FARGO SECURITIES, LLC (Charlotte NC)
NC
10/06/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
SC
08/18/2010 - 09/13/2017
LPL FINANCIAL LLC (FORT MILL SC)
NC
03/27/2006 - 09/07/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
GA
04/07/2005 - 04/04/2006
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
MA
11/30/2000 - 03/24/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
05/02/2000 - 05/22/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 09/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2017
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/19/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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