Unclaimed
Kenya Goto is a registered representative with Daiwa Capital Markets America Inc., a firm based in New York City. Kenya is licensed to sell securities in New York and holds the Series 7TO, Series 63 and SIE licenses. Kenya’s career in the financial services industry started on January 29, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/30/2020 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 02/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/12/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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