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Kenya Goto

Daiwa Capital Markets America Inc.

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About Kenya Goto

Kenya Goto is a registered representative with Daiwa Capital Markets America Inc., a firm based in New York City. Kenya is licensed to sell securities in New York and holds the Series 7TO, Series 63 and SIE licenses. Kenya’s career in the financial services industry started on January 29, 2020.

Firm Information

Kenya Goto is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenya Goto’s Registration & Firm History

NY

01/30/2020 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/19/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/12/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kenya Goto.
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