Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenton? Claim Your ProfileKenton Andrew Hauxwell is a financial professional with over 25 years of experience in the industry. Currently, Kenton Andrew Hauxwell is registered with LPL Financial LLC and has been with the firm since July 2019. Prior to LPL Financial LLC, Kenton Andrew Hauxwell was registered with RAYMOND JAMES FINANCIAL SERVICES, INC. and WELLS FARGO ADVISORS, LLC. Kenton Andrew Hauxwell holds the Series 63, Series 7 and SIE licenses. Kenton Andrew Hauxwell has a state exam category of Series 63 and a product exam category of Series 7 and SIE. Kenton Andrew Hauxwell is registered to provide investment advice in 9 states, including Alaska, Arizona, Colorado, Idaho, Kentucky, Nevada, Oregon, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
07/15/2019 - Present
LPL Financial LLC (JOSEPH OR)
OR
07/08/2011 - 07/17/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (JOSEPH OR)
OR
01/01/2008 - 07/11/2011
WELLS FARGO ADVISORS, LLC (PORTLAND OR)
OR
07/15/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORTLAND OR)
BC
Issued 07/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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