Unclaimed
Kentaro Lim is a financial professional with over 2 years of experience in the industry. Kentaro is currently registered with KPMG Corporate Finance LLC and holds a Series 63, Series 79TO and Series 82TO licenses. Kentaro Lim is registered with FINRA and has an approved state registration in 34 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/24/2024 - Present
Kpmg Corporate Finance LLC (CHICAGO IL)
BC
Issued 06/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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