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Kent Yule Chan

Cowen AND Co.

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About Kent Yule Chan

Kent Yule Chan is a registered representative with Cowen and Co. and TD Securities (USA) LLC. Kent Chan holds the Series 16 exam. Kent Yule Chan is actively registered with FINRA.

Firm Information

Kent Chan is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kent Chan’s Registration & Firm History

NY

03/06/2024 - Present

Cowen AND Co. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/15/2024

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kent Yule Chan.
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