Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Whitaker has been in the financial industry for over 30 years. Kent is registered with Wells Fargo Advisors Financial Network, LLC and is currently active in both New Jersey and New York. Kent specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses. Kent holds a Series 3, 7, 8, 24, 63, 65, and 66 licenses. Prior to joining Wells Fargo Advisors, Kent was registered with LPL Financial Corporation, Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/29/2024 - Present
Wells Fargo Advisors Financial Network, LLC (NEW YORK NY)
MA
02/07/2008 - 02/16/2010
LPL FINANCIAL CORPORATION (BOSTON MA)
NY
07/31/1993 - 06/18/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/29/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/19/1989 - 04/28/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/23/1988 - 01/28/1989
THE STUART-JAMES COMPANY, INCORPORATED
BOTH
Issued 11/21/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/19/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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