Unclaimed
Kent Wesley Thompson is a financial advisor with Osaic Wealth, Inc. Kent has been in the financial services industry since 1982. Kent is registered to provide investment advice in North Carolina, Georgia, and Virginia. Kent specializes in working with individuals, high net worth individuals, businesses, charitable organizations, pension and profit-sharing plans, and other clients. Kent's services include financial planning, portfolio management, and investment advice. Kent is dedicated to providing personalized financial guidance and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/02/2018 - Present
Osaic Wealth, Inc. (RALEIGH NC)
NC
06/21/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (RALEIGH NC)
NC
02/02/2009 - 06/25/2013
FIRST ALLIED SECURITIES, INC. (CARY NC)
NC
09/13/2002 - 02/04/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (RALEIGH NC)
IN
09/11/2002 - 05/23/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
09/21/1992 - 05/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
03/02/1982 - 09/23/1992
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
NA
08/02/1984 - 09/10/1984
FSC SECURITIES CORPORATION
BOTH
Issued 09/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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