Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent W. Lawrence is a financial advisor with over 25 years of experience in the financial services industry. Kent is currently registered with J.P. Morgan Securities LLC in Cary, NC and Orlando, FL. Kent holds a variety of licenses and designations, including Series 7, 10, 24, 52TO, 53, 79TO, and SIE. Kent has previously worked with firms including Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, Wachovia Securities, Inc., Wachovia Capital Markets, Inc., and Wachovia Brokerage Service. Kent has a broad range of experience, including portfolio management for individuals and businesses, financial planning, and pension consulting. Kent's specialties include retirement planning, investment management, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
02/20/2015 - Present
J.p. Morgan Securities LLC (Cary NC)
NC
02/06/2001 - 02/28/2015
CITIGROUP GLOBAL MARKETS INC. (CARY NC)
GA
11/28/2000 - 08/03/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NC
04/01/1999 - 11/06/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
06/01/1998 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
NC
04/04/1997 - 06/01/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NC
12/22/1993 - 12/31/1994
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
BC
Issued 04/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 04/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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