Unclaimed
Kent W. Hennings is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Kent has been in the financial industry since July 1, 2004. Kent is a registered investment advisor in Iowa and a registered representative in Texas. Kent is also a licensed insurance agent in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (CEDAR RAPIDS IA)
IA
08/05/2005 - 12/31/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
NY
05/03/2004 - 06/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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