Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Hargis is a financial advisor with Alliancebernstein Investments, Inc. located in New York, NY. Kent has been in the securities industry since November 22, 1999. Kent holds Series 7, SIE, and Series 63 licenses and is registered with FINRA. Kent was previously employed at SANFORD C. BERNSTEIN & CO., LLC and GOLDMAN, SACHS & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/01/2006 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
NY
01/02/2004 - 12/31/2006
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
02/08/1999 - 03/19/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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