linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kent W.b. Chan

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kent? Claim Your Profile

About Kent W.b. Chan

Kent W.b. Chan is a registered investment advisor representative with Capital Client Group, Inc. Kent has been in the industry since 1998 and has experience at several firms, including Barclays Capital Inc., Lehman Brothers Inc., and Citigroup Global Markets Inc. Kent holds Series 7, Series 63, and Series 66 licenses. Kent is registered to provide investment advice in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.

Firm Information

Kent Chan is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kent Chan’s Registration & Firm History

CA

06/05/2023 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NY

10/25/2010 - 07/21/2015

BARCLAYS CAPITAL INC. (NEW YORK NY)

NA

07/09/2007 - 11/04/2008

LEHMAN BROTHERS INC. (HONG KONG )

NY

09/01/1998 - 06/21/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/17/1995 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

Not sure if Kent W.b. Chan is right for you?

Licenses & Designations

BOTH

Issued 06/05/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kent W.b. Chan.
Not sure if Kent W.b. Chan is right for you?