Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Sheridan Nuzum is a financial advisor at Raymond James Financial Services Advisors, Inc. Kent has been in the financial industry since 1996. Kent has a wide range of experience in the financial services industry, including working at Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc. and Morgan Stanley DW Inc. Kent is registered with FINRA and the state of Georgia and Texas. Kent is also a registered investment advisor in Georgia and Texas. Kent is committed to providing his clients with personalized financial advice. Kent offers a variety of financial services, including financial planning, investment management, and retirement planning. Kent is also a member of the Roswell 4 Freedom.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
04/25/2018 - Present
Raymond James Financial Services Advisors, Inc. (ROSWELL GA)
GA
01/01/2008 - 04/27/2018
WELLS FARGO CLEARING SERVICES, LLC (ALPHARETTA GA)
GA
08/18/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ALPHARETTA GA)
NY
08/01/1996 - 08/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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