linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kent Ryan Penwell

Deutsche Bank Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kent? Claim Your Profile

About Kent Ryan Penwell

Kent Ryan Penwell is a registered representative with Deutsche Bank Securities Inc., and has been in the industry since 1989. Kent has held previous positions at BANC OF AMERICA SECURITIES LLC and MONTGOMERY SECURITIES. Kent is registered in California and Idaho. Kent holds Series 7, 24, 63, 79TO, and SIE licenses. Kent is located at the Deutsche Bank Securities Inc. office in SAN FRANCISCO, CA.

Firm Information

Kent Penwell is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Hard dollar payments for research

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kent Penwell’s Registration & Firm History

CA

06/26/2006 - Present

Deutsche Bank Securities Inc. (SAN FRANCISCO CA)

NY

06/14/2005 - 03/02/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

10/01/1997 - 05/09/2005

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

05/04/1994 - 10/01/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NJ

12/21/1988 - 04/15/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

Not sure if Kent Ryan Penwell is right for you?

Licenses & Designations

BC

Issued 02/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Kent Ryan Penwell. Review regulatory record here.
Not sure if Kent Ryan Penwell is right for you?