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Kent Roger Snodgrass

RBC Capital Markets, LLC

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About Kent Roger Snodgrass

Kent Roger Snodgrass is a financial advisor registered with RBC Capital Markets, LLC, and has been in the financial industry since 1981. Kent has been working with clients since 2004, previously working for First Southwest Company, LLC. Kent is registered in multiple states and has expertise in areas like Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, and Pension Consulting. Kent Roger Snodgrass provides advisory services to individuals, corporations, and institutions and works primarily with High Net Worth Individuals, Pension and Profit Sharing Plans, Charitable Organizations, and Corporations or Other Businesses. Kent Roger Snodgrass is headquartered in Fort Worth, Texas.

Firm Information

Kent Snodgrass is currently registered with RBC Capital Markets, LLC. RBC Capital Markets, LLC is a Limited Liability Company formed in 2010 and headquartered in New York, NY. The firm is a Registered Investment Advisor with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. RBC Capital Markets, LLC offers a wide range of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm serves a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles. RBC Capital Markets, LLC manages more than $50 billion in assets.
RBC Capital Markets, LLC

200 VESEY ST.

NEW YORK, NY 10281

$259.96B

Assets Under Management

1,784

Total Clients

4,423

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds

Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kent Snodgrass’s Registration & Firm History

TX

10/06/2015 - Present

RBC Capital Markets, LLC (FORT WORTH TX)

TX

12/14/2004 - 10/05/2015

FIRST SOUTHWEST COMPANY, LLC (FORT WORTH TX)

CO

01/10/1995 - 02/07/2005

FIRST MATRIX INVESTMENT SERVICES CORP. (DENVER CO)

TX

04/15/1994 - 02/03/1995

BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)

TX

04/15/1991 - 05/11/1994

FIRST WESTERN SECURITIES, INC. (HURST TX)

NA

01/04/1990 - 03/05/1991

MASTERSON MORELAND SAUER WHISMAN, INC.

TX

08/28/1984 - 01/30/1990

APS FINANCIAL CORPORATION (AUSTIN TX)

NA

07/05/1983 - 09/04/1984

PRUDENTIAL-BACHE SECURITIES INC.

NA

11/17/1981 - 06/16/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 07/27/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/29/1988

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kent Roger Snodgrass.
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