Unclaimed
Kent Roger Snodgrass is a financial advisor registered with RBC Capital Markets, LLC, and has been in the financial industry since 1981. Kent has been working with clients since 2004, previously working for First Southwest Company, LLC. Kent is registered in multiple states and has expertise in areas like Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, and Pension Consulting. Kent Roger Snodgrass provides advisory services to individuals, corporations, and institutions and works primarily with High Net Worth Individuals, Pension and Profit Sharing Plans, Charitable Organizations, and Corporations or Other Businesses. Kent Roger Snodgrass is headquartered in Fort Worth, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/06/2015 - Present
RBC Capital Markets, LLC (FORT WORTH TX)
TX
12/14/2004 - 10/05/2015
FIRST SOUTHWEST COMPANY, LLC (FORT WORTH TX)
CO
01/10/1995 - 02/07/2005
FIRST MATRIX INVESTMENT SERVICES CORP. (DENVER CO)
TX
04/15/1994 - 02/03/1995
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
TX
04/15/1991 - 05/11/1994
FIRST WESTERN SECURITIES, INC. (HURST TX)
NA
01/04/1990 - 03/05/1991
MASTERSON MORELAND SAUER WHISMAN, INC.
TX
08/28/1984 - 01/30/1990
APS FINANCIAL CORPORATION (AUSTIN TX)
NA
07/05/1983 - 09/04/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/17/1981 - 06/16/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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