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Kent Richard Engel

Park Avenue Securities LLC

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About Kent Richard Engel

Kent Richard Engel is a financial advisor with Park Avenue Securities LLC. Kent has been in the financial industry since 2019, and has experience working at Northwestern Mutual Investment Services, LLC, MML Investors Services, LLC and NYLIFE Securities LLC. Kent is registered to provide securities and investment advisory services in Colorado, North Carolina, and Texas. Kent has earned the Certified Financial Planner designation.

Firm Information

Kent Engel is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kent Engel’s Registration & Firm History

CO

03/07/2024 - Present

Park Avenue Securities LLC (GREENWOOD VILLAGE CO)

CO

03/22/2021 - 06/21/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)

CO

06/24/2020 - 01/04/2021

MML INVESTORS SERVICES, LLC (DENVER CO)

CO

05/13/2019 - 06/04/2020

NYLIFE SECURITIES LLC (DENVER CO)

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Licenses & Designations

BC

Issued 10/01/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kent Richard Engel.
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