Unclaimed
Kent Paul Shepherd is a registered representative with Franklin Distributors, LLC. Kent has been in the securities industry since 1987 and holds Series 7, Series 3, and Series 63 licenses. Kent is registered to offer securities in 51 states and the District of Columbia. Kent has previously worked at DREXEL BURNHAM LAMBERT INCORPORATED. Kent's current employment began on 5/5/2023. Kent's current office location is in San Ramon, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/05/2023 - Present
Franklin Distributors, LLC (San Ramon CA)
NA
12/07/1987 - 01/19/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 10/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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