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Kent Paul Shepherd

Franklin Distributors, LLC

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About Kent Paul Shepherd

Kent Paul Shepherd is a registered representative with Franklin Distributors, LLC. Kent has been in the securities industry since 1987 and holds Series 7, Series 3, and Series 63 licenses. Kent is registered to offer securities in 51 states and the District of Columbia. Kent has previously worked at DREXEL BURNHAM LAMBERT INCORPORATED. Kent's current employment began on 5/5/2023. Kent's current office location is in San Ramon, CA.

Firm Information

Kent Shepherd is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kent Shepherd’s Registration & Firm History

CA

05/05/2023 - Present

Franklin Distributors, LLC (San Ramon CA)

NA

12/07/1987 - 01/19/1989

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 10/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

BC

Issued 11/02/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kent Paul Shepherd.
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