Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Michael Toomb is a financial professional with over 30 years of experience in the financial services industry. Kent is registered as a Registered Representative with LPL Financial LLC, a firm with over $50 billion in assets under management. Kent has a long history of working with clients in Oregon and across the United States. Kent has been registered with the state of Oregon since 1997 and also holds a Series 6, 7, 63, and 66 licenses. Kent provides financial planning, portfolio management for individuals and businesses, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
05/01/2003 - Present
LPL Financial LLC (LEBANON OR)
OH
06/06/1994 - 06/04/1997
ALLIED GROUP MERCHANT BANKING CORPORATION (COLUMBUS OH)
AL
05/06/1992 - 05/27/1994
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
NY
03/29/1990 - 12/31/1991
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
02/06/1990 - 12/31/1991
CADARET, GRANT & CO., INC.
NA
10/24/1989 - 02/27/1990
FOCUS II SECURITIES, INC.
NY
11/11/1988 - 10/30/1989
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
10/24/1988 - 11/22/1988
FOCUS SECURITIES, INC.
BOTH
Issued 04/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kent Toomb is the right advisor for you? Invested Better is here to help.
