Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Manqing Hu is a registered representative with LPL Enterprise, LLC, and has over 20 years of experience in the financial services industry. Kent Manqing Hu is also a registered investment advisor representative, and offers consulting and other non-discretionary advisory services in addition to financial planning and portfolio management. Kent Manqing Hu holds both Series 7 and 66 securities licenses. Kent Manqing Hu was previously registered with MetLife Securities Inc., Morgan Stanley DW Inc., and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
11/14/2024 - Present
LPL Enterprise, LLC (SALT LAKE CITY UT)
UT
04/07/2010 - 07/31/2015
METLIFE SECURITIES INC. (SANDY UT)
UT
11/01/2000 - 04/10/2006
MORGAN STANLEY DW INC. (WEST VALLEY CITY UT)
CA
07/26/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
RI
06/20/1997 - 07/08/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 05/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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