Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Phillips is a financial advisor at J.P. Morgan Securities LLC, Kent has been in the financial industry since 1995 and has a wide range of experience, including working for firms like Wachovia Securities and Piper Jaffray. Kent holds Series 7, 79, and SIE licenses and is registered in several states, including North Carolina, Texas, and New York. Kent specializes in providing financial planning, portfolio management, and investment advisory services to a diverse clientele, including individuals, corporations, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
03/09/2016 - Present
J.p. Morgan Securities LLC (Charlotte NC)
NC
10/20/2006 - 12/19/2008
PIPER JAFFRAY & CO. (CHARLOTTE NC)
NC
07/01/2003 - 02/24/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
07/24/1995 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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