Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Petersen is a financial advisor based in Chico, CA. Kent is registered with LPL Financial LLC and has over 30 years of experience in the industry. Kent has worked for several financial institutions during their career including Securities America, Inc., First Securities USA, Inc., and First Associated Securities Group, Inc. Kent has a diverse range of experience and offers financial planning, consulting and other non-discretionary advisory services to a range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/17/2024 - Present
LPL Financial LLC (CHICO CA)
CA
12/05/2016 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (CHICO CA)
CA
07/02/2007 - 12/05/2016
SECURITIES AMERICA, INC. (CHICO CA)
CA
03/24/2004 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (CHICO CA)
CA
11/05/1999 - 06/30/2004
FIRST SECURITIES USA, INC. (IRVINE CA)
CA
08/18/1989 - 11/05/1999
FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)
CA
01/03/1989 - 10/10/1989
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
CA
04/14/1988 - 01/05/1989
FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)
NA
11/25/1986 - 04/21/1988
AMERICAN PACIFIC SECURITIES CORPORATION
BC
Issued 01/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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