Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Chung is a financial advisor with over 17 years of experience in the industry. Kent is currently registered with J.P. Morgan Securities LLC and has been with them since October 2012. Previously, Kent worked at CHASE INVESTMENT SERVICES CORP. and U.S. BANCORP INVESTMENTS, INC. Kent holds a Series 7, Series 63, and Series 65 license. Kent Chung's areas of expertise include retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/01/2012 - Present
J.p. Morgan Securities LLC (MONROVIA CA)
CA
12/23/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MONROVIA CA)
CA
01/04/2010 - 10/07/2011
U.S. BANCORP INVESTMENTS, INC. (LAGUNA NIGUEL CA)
CA
05/02/2009 - 12/03/2009
CHASE INVESTMENT SERVICES CORP. (RANCHO SANTA MARGARITA CA)
CA
10/27/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (MISSION VIEJO CA)
IA
Issued 09/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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